Trade repository reporting requirements

29 Jul 2019 The reporting requirements of financial firms have changed significantly with this increased focus on data transparency. Because of this, it's  3 Apr 2017 FINMA Guidance 02/2017 "Financial Market Infrastructures Act: reporting requirements / trade repositories" of 3 April 2017 provides information 

Both require reporting to a Trade Repository (TR) supervised by the European Securities and Markets Authority (ESMA) and have the same underlying supervisory objective, albeit with different underlying products in a market that trades differently to derivative markets. Repository Reporting and XVA-Blockchain Trade Repository Reporting is probably one of the most interesting use cases of the XVA Blockchain, as the benefits from applying blockchain technology to this use cases are directly related to the general characteristics of the blockchain and immediately apparent: Risk reduction from decentral structure and transparency. The Trade Reporting and Compliance Engine (TRACE) is the FINRA-developed vehicle that facilitates the mandatory reporting of over-the-counter secondary market transactions in eligible fixed income securities. Trade repositories are central points for EMIR reporting infrastructure with their tasks mainly determined by the scope of EMIR derivatives reporting requirements - covering all derivatives and not OTC derivatives only. Under Dodd-Frank Title VII, SDs and MSPs entities will be required to provide daily reporting on their derivatives activity to the newly created Swap Data Repository (SDR). All swaps trades, whether cleared or uncleared, are required to be reported to a registered SDR.

The HKMA, together with the Government and the Securities and Futures Commission, built a regulatory regime for the OTC derivatives markets (OTC Regulatory Regime) under the Securities and Futures Ordinance (SFO), including requirements for mandatory reporting to the Trade Repository of the HKMA (HKTR) and mandatory clearing at designated CCPs.

9 Oct 2015 There are also other legal barriers in national laws and regulations that prevent or hinder the reporting of OTC derivatives data to TRs and limit  The derivative transaction rules (reporting) impose obligations on reporting licensed or prescribed trade repository (the reporting obligations): Rule 1.2.5 of the  19 Oct 2018 Box 2: Derivatives transactions reporting requirements outside FSB all OTC derivative contracts should be reported to trade repositories;. 10 Sep 2019 the requirement by the Monetary Authority of Singapore for certain firms to report details of their derivatives transactions to a trade repository. Reporting Requirements means reporting requirements within the meaning of 

Both require reporting to a Trade Repository (TR) supervised by the European Securities and Markets Authority (ESMA) and have the same underlying supervisory objective, albeit with different underlying products in a market that trades differently to derivative markets.

2 Feb 2018 EMIR Trade Repository Reporting / Nasdaq Clearing of how to prepare for derivative regulation under EMIR or any other regulations. 5 Jul 2017 The report must be made to a registered trade repository within the EU requirements of Directive 2003/87/EC (Emissions Trading Scheme). 20 May 2014 Reporting of derivatives trades to European trade repositories, a key requirement under EMIR, began in February 2014. The implementation of  1 Jun 2017 The CCIL-TR Rules (as defined below) are directed towards regulating and governing the trade reporting requirements in consonance with 

24 Jul 2013 of new global regulatory reporting requirements for OTC derivatives and meet the requirement to report to the global trade repositories.

The HKMA, together with the Government and the Securities and Futures Commission, built a regulatory regime for the OTC derivatives markets (OTC Regulatory Regime) under the Securities and Futures Ordinance (SFO), including requirements for mandatory reporting to the Trade Repository of the HKMA (HKTR) and mandatory clearing at designated CCPs.

Repository Reporting and XVA-Blockchain Trade Repository Reporting is probably one of the most interesting use cases of the XVA Blockchain, as the benefits from applying blockchain technology to this use cases are directly related to the general characteristics of the blockchain and immediately apparent: Risk reduction from decentral structure and transparency.

Infrastructure Regulation (EMIR)1 reporting obligations. Following the the trade to report the contract to a trade repository - a “dual sided” reporting obligation.

24 Jul 2013 of new global regulatory reporting requirements for OTC derivatives and meet the requirement to report to the global trade repositories. 3 Aug 2016 The requirement to report trades to a designated trade repository provides the regulatory authorities with transparency and access to aggregate  Guidance on registering trade repositories; Documents on the format of applications for registration of TRs under EMIR: Regulatory technical standards and amended by Regulatory technical standards (applicable from 11 April); and; Implementing technical standards. Documents on the format of applications for registration of TRs under SFTR: Trade Reporting. EMIR mandates reporting of all derivatives to Trade Repositories (TRs). TRs centrally collect and maintain the records of all derivative contracts. They play a central role in enhancing the transparency of derivative markets and reducing risks to financial stability.